Compliance Officer #210043395
Compliance Officer (210043395) Jersey City, NJ.
Duties: Perform surveillance of trading activities for the assigned business and set of products. Review surveillance output for the Brazil and Mexico markets and conduct surveillance analysis of trading and market activity. Review and resolve exceptions with the business and compliance stakeholders and perform reviews and analysis to support regulatory exams and inquiries from Brazil and Mexico regulators. Collaborate with global surveillance and technology stakeholders on enhanced surveillance, including defining requirements, conducting analysis and UAT testing, and defining and implementing related processes and procedures.
Minimum education and experience required: This position requires a Bachelor’s degree in Business Administration, or related field of study and two (2) years of experience in the job offered or two (2) years of experience as a Compliance Analyst, or related occupation. The employer will accept pre- or post-Bachelor experience.
Skills Required: This position requires two (2) years of experience with the following skills and technologies: exchange based rules and regulations in Brazil and Mexico; regulatory reporting requirements in Brazil and Mexico; interpreting new rules exchange-based and regulatory rules and regulations, changes to existing rules and regulations, and conveying them to senior management and technology counterparts; analyzing trading activity of financial products, including equities, options, fixed income, funds, and ETFs; compliance laws, rules, and trading processes around financial products; Excel; Bloomberg; and Trading Activity Analysis. Experience in skills may be gained pre- or post-Bachelor’s degree.
EOE, AAE, M/F/D/V. JPMorgan Chase & Co. All rights reserved.