Auditor Jersey (210091193) City, NJ.
Duties: Support completion of the annual audit plan by driving and contributing to the execution of internal audits of various complexities and regulatory implications. Responsible for audit engagements, evaluate internal controls, and prepare risk assessment matrices, audit programs and audit planning memorandums. Prepare reports of audit findings, recommend changes in business and operations, and complete assignments within the budget and timeline. Maintain relationships with stakeholders by conducting meetings to monitor changes in the key control environment. Conduct continuous monitoring activity for assigned areas by analysing key metrics to identify control issues, adverse trends or operational errors. Collaborate with colleagues and stakeholders to evaluate, test and report on the adequacy and effectiveness of management controls, and make recommendations for improvement. Conduct review and provide feedback of work performed by team members. Coach junior team members.
Minimum education and experience required: This position requires a Bachelor’s degree in Business Administration, Accounting, Finance, or related field of study and five (5) years of experience in the job offered or five (5) years of experience as an Auditor, or related occupation.
Skills Required: This position requires five (5) years of experience with the following skills and technologies: audit methodology and practices in line with the Institute of Internal Auditors (IAA) and the financial industry; leading audit engagements, including risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure; analyzing complex processes to identify and test key controls; collaborating with stakeholders and audit colleagues; presenting complex and sensitive issues to senior business stakeholders and Internal Audit management; MS Word; MS Excel tools including Pivot and V-look up; and MS PowerPoint. This position requires one (1) year of experience with the following skills and technologies: financial services and Securities and Tax operations, including Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Federal Reserve (FED), Office of Comptroller of Currency (OCC), and Internal Revenue Service (IRS) rules and regulations; conducting continuous auditing and monitoring activities utilizing metrics reporting, participating in control forums, and ongoing dialogue with stakeholders; MS Visio; and Securities and Tax Operations applications including Broadridge BPS, One Margin, and GainsKeeper.
EOE, AAE, M/F/D/V. JPMorgan Chase & Co. All rights reserved.